Our consulting team has expertise in a number of areas to help you improve your operations. From merger and acquisition consulting, outsourced accounting needs, assistance with expense sharing agreements, review of financial responsibility rules controls, or review of net capital and customer reserve calculations, our team is here to assist you every step of the way. Understanding that each broker-dealer’s situation is unique, we take the time up front to understand your situation, allowing us to provide solutions tailored to your experience.
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